AFSA NOTICE №AFSA-N-NB-2021-0003 ON CLASS MODIFICATION

ON CLASS MODIFICATION

NOTICE No. AFSA-N-NB-2021-0003

Date of issue: 1 June 2021

THE ASTANA FINANCIAL SERVICES AUTHORITY HEREBY GIVES NOTICE THAT:

The Rule specified in the left-hand column of Table A is modified to the extent shown in the right hand column of Table A and right hand column of Table A apply to Reporting Entities that must disclose their required annual and semi-annual reports under 3.4.2 (1) of the AIFC Market Rules.

TABLE A – RULE MODIFIED

The Rule specified in the left-hand column of Table A is modified to the extent shown in the right-hand column of Table A. In this Table, underlining indicates new text and striking through indicates deleted text, otherwise the Rule remains unaltered.

AIFC Act

Modified Text

AIFC Market Rules 3.4.2 Time period for making market disclosure

3.4.2 Time period for making market disclosure (1) A Reporting Entity must disclose its required annual and semi-annual reports within the following time periods: (a) in relation to its annual report: as soon as possible after the financial statements have been approved, but no later than 150 180 days after the end of the financial period; and (b) in relation to its semi-annual report: as soon as possible and in any event no later than 75 120 days after the end of the period to which the report relates.

CONDITIONS

CONDITIONS

None.

EFFECTIVE PERIOD

This notice comes into effect on the date of issue and remains in force until October 31, 2021.

INTERPRETATION

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the AIFC Glossary. Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.

THIS NOTICE IS ISSUED PURSUANT TO SECTION 9 OF THE FINANCIAL SERVICES FRAMEWORK REGULATIONS BY THE ASTANA FINANCIAL SERVICES AUTHORITY