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AFSA NOTICE №AFSA-N-NB-2022-0001 ON EQUIVALENT REGULATED EXCHANGES

NOTICE No. AFSA-N-NB-2022-0001


THE ASTANA FINANCIAL SERVICES AUTHORITY HEREBY GIVES NOTICE THAT:

The following Regulated Exchanges are determined as Equivalent Regulated Exchanges for Securities and Listed Funds to be admitted to the Official List maintained by the Astana International Exchange (AIX) in accordance with MAR 1.2.2(2) and AIFC Glossary (Equivalent Regulated Exchange for Listed Funds):


No.

Equivalent Regulated Exchange

Effective Date

1.

London Stock Exchange



-Main Market

28 February 2019


-Alternative Investment Market

10 September 2019

2.

Euronext Dublin

10 September 2019

3.

Hong Kong Stock Exchange



-Main Board

1 November 2019


-Growth Enterprise Market

1 November 2019

4.

Shanghai Stock Exchange



-Main Board

10 January 2020

5.

Toronto Stock Exchange

3 November 2021

6.

Frankfurt Stock Exchange



-     General Standard

3 November 2021


-     Prime Standard

3 November 2021

7.

Australian Securities Exchange

20 April 2022

8.

New York Stock Exchange

20 April 2022

9.

Nasdaq Stock Market

20 April 2022


INTERPRETATION

Defined terms are identified in this notice by the capitalisation of the initial letter of a word or of each word in a phrase and are defined in the AIFC Glossary. Unless the context otherwise requires, where capitalisation of the initial letter is not used, an expression has its natural meaning.


THIS NOTICE IS CONSIDERED TO BE A REPLACEMENT TO AFSA NOTICE №0004 ISSUED ON 28 FEBRUARY 2019 (AS AMENDED), AFSA NOTICE №0009 ISSUED ON  23 JULY 2019 (AS AMENDED) AND AFSA NOTICE №AFSA-N-NB-2021-0004 ISSUED ON 3 NOVEMBER 2021.