Chapter 4. Prohibitions and sanction lists
17. In cases of non-face to face business relations, a Relevant Person must not establish or maintain a business relationship with a Shell Bank and anonymous accounts or accounts in obviously fictitious names.
18. Prohibitions indicated in paragraph 6.6 of Chapter 6 of the AIFC AML Rules are applicable in cases of non-face to face business relations.
19. A Relevant Person must not establish non-face to face business relations with an individual/legal entity included in at least the following lists:
a) Kazakhstan lists:
i) list of persons involved in terrorist activity;
ii) list of persons and organisations associated with the financing of terrorism and extremism;
iii) list of persons and organisations associated with the financing of proliferation of weapons of mass destruction.
b) UN sanctions and resolutions;
c) UNSC sanctions and resolutions;
d) FATF high-risk jurisdictions list.