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Chapter 4. Prohibitions and sanction lists

17. In cases of non-face to face business relations, a Relevant Person must not establish or maintain a business relationship with a Shell Bank and anonymous accounts or accounts in obviously fictitious names.

18. Prohibitions indicated in paragraph 6.6 of Chapter 6 of the AIFC AML Rules are applicable in cases of non-face to face business relations.

19. A Relevant Person must not establish non-face to face business relations with an individual/legal entity included in at least the following lists:

a) Kazakhstan lists:

i) list of persons involved in terrorist activity;

ii) list of persons and organisations associated with the financing of terrorism and extremism;

iii) list of persons and organisations associated with the financing of proliferation of weapons of mass destruction.

b) UN sanctions and resolutions;

c) UNSC sanctions and resolutions;

d) FATF high-risk jurisdictions list.