NOTICE N9 ON THE EQUIVALENT REGULATED EXCHANGES FOR LISTED FUNDS
RELEVANT STATUTORY PROVISION: GLO (EQUIVALENT REGULATED EXCHANGE FOR LISTED FUNDS)
THE ASTANA FINANCIAL SERVICES AUTHORITY HEREBY GIVES NOTICE THAT:
The following Regulated Exchanges are determined as Equivalent Regulated Exchanges for Listed Funds:
1. The Main Market of the London Stock Exchange for Listed Funds that must be in the form of open-ended Investment Company as defined in section 236 of the Financial Services and Markets Act 2000;
2. AIM (Alternative Investments Market) of the London Stock Exchange (LSE) for admitted to trading Units of Listed Funds;
3. Euronext Dublin for admitted to trading Listed Funds and Exchange-traded funds (ETFs).
- AFSA NOTICE № AFSA-N-NB-2022-0004 ON EQUIVALENT REGULATED EXCHANGES